Overview
Design and run rules-based trading controls such as limits, eligibility and mandate checks on capital-markets trading platforms.
What you'll do
- Set trading limits, thresholds, eligibility and mandate controls
- Implement regulatory and business rules
- Configure, version and manage the lifecycle of rules
- Automate control enforcement and handle exceptions
- Maintain audit trails, traceability and control evidence
- Take requirements from analysis through implementation and testing
What you bring
- Experience designing or implementing trading controls on capital-markets platforms using a rules engine, trading-control platform or limit-management system; the capability matters more than the specific product
- Strong understanding of configurable business and regulatory rules
- Experience with limits, thresholds, eligibility or mandate controls
- Ability to translate business, risk and regulatory requirements into implementable rules
- Experience with rule configuration, decision logic and lifecycle governance
- Experience validating and testing automated controls
- Strong understanding of auditability, traceability and control evidence
You don't need every item on this list. If most of it fits, send your CV.
Nice to have
- Hands-on experience with a rules or decision engine such as Drools, IBM ODM or FICO Blaze Advisor
- Limits or pre-trade control modules of a trading platform such as Murex or Calypso
- Credit or exposure-limit controls and breach workflows
- Rule simulation and impact analysis before release
- API and event-driven integration of controls into order and trade flows
- SQL or data-investigation experience
- Experience across multiple asset classes